Templates

DPIA template for an AI note taker in interviews, filled in section by section

On this page
  1. Do you need a DPIA for an AI note taker?
  2. What did the ICO's audits find missing from real DPIAs?
  3. Section 1: Project and need for a DPIA
  4. Section 2: Describe the processing
  5. Section 3: Consultation
  6. Section 4: Necessity and proportionality
  7. Section 5: Risks to candidates
  8. Section 6: Measures and residual risk
  9. Section 7: Sign-off
  10. Section 8: When to review it
  11. Questions people ask

Yes, you will usually need a data protection impact assessment (DPIA) before using an AI note taker in interviews with UK or EU candidates. Article 35 of the GDPR requires one before processing that is likely to result in a high risk, the ICO lists AI combined with evaluation or scoring among its triggers, and its 2024 report on AI recruitment tools says DPIAs "are likely to be required by law for AI tools". Below is a filled template for recording, transcribing and summarizing interviews, organized by the ICO's seven DPIA steps and the four things Article 35(7) requires. Sources are as of October 2026; this is not legal advice.

Recording interviews under UK GDPR explains when a DPIA is needed for different setups. This page is the DPIA itself. Replace every bracketed item and every example with your own facts.

Do you need a DPIA for an AI note taker?

Article 35 (identical in substance in the EU GDPR) requires an assessment before processing "likely to result in a high risk" to people. The ICO's list of processing that needs one includes "innovative technology", with artificial intelligence as an example, where combined with one of the European criteria such as evaluation or scoring or sensitive data; it also says that if in doubt, do one (ICO, when do we need a DPIA). An AI note taker that summarizes or scores candidates meets the AI-plus-evaluation combination; one that only transcribes still captures health, family and other sensitive details candidates mention in passing. In its November 2024 key questions for recruiters, the ICO put "Have you completed a DPIA?" first and advised doing it before using an AI tool, ideally at procurement (ICO, 6 November 2024).

In the EU, each supervisory authority also publishes its own list of processing that requires a DPIA under Article 35(4); check the list of the authority where you are established.

What did the ICO's audits find missing from real DPIAs?

The ICO audited developers and providers of AI sourcing, screening and selection tools between August 2023 and May 2024, including tools that score candidates from "text transcriptions of in-person or video interviews"; generative AI tools were outside that work. Most providers had a DPIA, but the outcomes report found many were not detailed enough. The gaps it lists, and which section below covers each:

Gap the ICO foundWhere this template covers it
No detailed map of data flows through the systemSection 2, data flow table
No consideration of how to meet the data protection principlesSection 4
No meaningful assessment of necessity and proportionalitySection 4
No alternatives that use less personal informationSection 4, alternatives considered
Completed retrospectively, or undatedSection 1 and the sign-off dates
Risks to the organization assessed instead of risks to peopleSection 5 is written from the candidate's side
Little record of consultation, and almost no views from the people affectedSection 3
Not formally approved by a senior manager; not reviewed after go-liveSections 7 and 8

Section 1: Project and need for a DPIA

Project:        AI note taker for candidate interviews, [tool name]
Owner:          [name, role]          DPIA started: [date, before any live use]
Controller(s):  [agency / employer]; client role if agency: [controller / joint controller]
Processor(s):   [vendor], and its subprocessors listed in Annex A
Why a DPIA:     AI used to summarize [and score] interviews (innovative technology
                + evaluation); incidental special category data; candidates in an
                unequal position to object. Screening done [date] by [name].

Section 2: Describe the processing

The ICO's step 2 asks for the nature, scope, context and purposes (ICO, how do we do a DPIA). Start with the data flow, because everything else depends on it. Example entries:

StepDataSystem and locationKept for
CaptureInterview audio [and video][Bot in meeting / app on interviewer's computer][Not stored / X days]
TranscriptionAudio in, transcript out[Speech-to-text provider, country][Provider's retention, from its terms]
Summary and scoringTranscript in, notes and scores out[AI model provider, platform, country][Zero / 30 days / other]
StorageRecording, transcript, notes, scores[Vendor cloud, region / interviewer's computer][Per retention schedule]
Onward copiesScorecard, submittal[ATS, email to client][ATS retention]
  • Scope: [number] interviews a month; candidates in [countries]; data categories: identity, voice [and image], career history, opinions about the candidate; special category data only when a candidate volunteers it.
  • Context: candidates are not customers or employees, cannot easily refuse, and may not expect AI to process what they say. [Describe any vulnerable groups, such as school leavers.]
  • Purposes: accurate notes of what the candidate said; consistent scorecards; [client submittals]. Not: training staff, training any model, or automated decisions.

Section 3: Consultation

  • Data protection officer: Article 35(2) requires you to seek the DPO's advice where one is designated. Record the advice and date.
  • Candidates: Article 35(9) requires you, where appropriate, to seek the views of the people affected. Example: ask the next 20 candidates a two-question survey about the notice and whether they would object; review any complaints about recording.
  • Internal: recruiters and hiring managers who will use it, IT security, HR or employment counsel.
  • Vendor: its own DPIA, its answers to your security questionnaire, and its DPA.

Section 4: Necessity and proportionality

QuestionExample answer
Lawful basisLegitimate interests (Article 6(1)(f)), with a legitimate interests assessment attached; consent not relied on because candidates cannot freely refuse. See legitimate interests in recruitment.
Special category dataNot sought. If volunteered, excluded from summaries and scorecards, access restricted, deleted on schedule. Condition: [Article 9 condition and DPA 2018 Schedule 1 condition, per counsel].
Alternatives consideredHandwritten notes (less accurate, no quotes); transcription without scoring; a tool that does not store audio. Chosen: [option], because [reason]. Scoring switched [off / on, with human review].
MinimizationNo video. Audio [not kept / deleted after X]. Only job-related content goes into scorecards and submittals.
AccuracyInterviewer checks summary against transcript before use; candidates can correct.
TransparencyNotice in the interview invitation and read-aloud line at the start; see the consent script.
RightsCandidates can object and be interviewed without the tool; access and deletion requests handled within one month.
Processors and transfersDPA signed [date]; subprocessors in Annex A; transfer mechanism [adequacy / IDTA / SCCs]. See DPAs for recruiting software.
RetentionRecording [X days]; transcript and notes [X months] after the hiring decision; then deleted, including vendor copies.

Section 5: Risks to candidates

Assess likelihood and severity for each risk, as the ICO's step 5 describes. The ratings below are examples, not a judgment on any product.

#Risk to the candidateLikelihoodSeverityOverall
R1Summary or score misstates what they said, and the decision relies on itPossibleSignificantHigh
R2Health, pregnancy, religion or similar details captured and seen by decision-makersProbableSignificantHigh
R3AI scoring disadvantages some groupsPossibleSignificantHigh
R4Candidate unaware of AI processing, or unable to object without penaltyPossibleModerateMedium
R5Recordings kept longer than needed, or reused for trainingProbableModerateMedium
R6Unauthorized access, sharing with clients, or a breach at the vendor or a subprocessorPossibleSignificantHigh

Section 6: Measures and residual risk

RiskMeasures (examples)Residual
R1Quotes checked against the transcript; interviewer owns the final score; no automated decision. See AI note taker hallucinations.Low
R2Summary template excludes non-job topics; protected details never copied into scorecards or submittals; transcript access limited.Medium
R3Scoring off, or human review of every score plus vendor bias evidence reviewed yearly.Low
R4Notice before the interview, spoken line at the start, one-step opt-out with no effect on the outcome.Low
R5Automatic deletion configured; written ban on reuse for training without a new notice.Low
R6Role-based access, link sharing off, DPA with breach notice, vendor's model providers on zero data retention where available.Low

If any residual risk stays high, Article 36 requires you to consult the regulator before processing starts; in the UK, that is the ICO.

Section 7: Sign-off

Measures approved by:            [name, role]           Date: [ ]
Residual risks approved by:      [senior manager]       Date: [ ]
DPO advice given:                [name]                 Date: [ ]
Summary of DPO advice:           [ ]
DPO advice followed?             [yes / no; if no, reasons]
Consultation responses reviewed: [name]                 Date: [ ]
Next review due:                 [date]   Owner: [name]

Section 8: When to review it

Article 35(11) requires a review at least when the risk changes. For an AI note taker, review when:

  • the vendor adds features such as scoring, ranking or video analysis, or you switch them on;
  • the subprocessor list or hosting region changes;
  • you start interviewing in a new country, or agency clients start receiving transcripts;
  • an incident, complaint or access request shows something the DPIA missed;
  • and in any case once a year, with the date recorded.

Keep the DPIA with the rest of your evidence; the GDPR checklist for recruiters lists what else to hold.

Not legal advice. Have the completed DPIA reviewed by your DPO or data protection counsel.

Questions people ask

Do I need a DPIA to use an AI note taker in job interviews?

Usually yes in the UK and EU. Article 35 of the GDPR requires one before processing likely to result in a high risk, and the ICO lists innovative technology such as AI combined with criteria like evaluation or scoring among the triggers. The ICO's 2024 report on AI recruitment tools says DPIAs are likely to be required by law for AI tools, and the ICO advises completing one before use, ideally at procurement.

What should a DPIA for an AI note taker include?

At minimum, what Article 35(7) lists: a systematic description of the processing and its purposes, an assessment of necessity and proportionality, an assessment of the risks to candidates, and the measures to address them. The ICO's audits of AI recruitment tools also found DPIAs missing data flow maps, alternatives that use less personal data, dates, senior sign-off and reviews after launch, so include those too.

Who signs off a DPIA for an interview recording tool?

You decide who signs it off, usually a senior manager who owns the hiring process. If you have a data protection officer, the GDPR requires you to seek their advice, and the ICO says to record that advice and your reasons if you do not follow it.

What happens if the DPIA shows a high risk I cannot reduce?

You must consult the data protection regulator before you start the processing. Under Article 36, prior consultation applies where the DPIA indicates high risk in the absence of measures to mitigate it; in the UK that means the ICO.